Job Description

A leading alternative investment firm is looking for a Director of Regulatory Reporting. You’ll oversee statutory filings, interpret regulatory guidance, and drive investment accounting policies across the organization. This role offers a mix of technical expertise, strategic impact, and leadership opportunities, working closely with internal teams and external stakeholders in a collaborative, fast-moving environment.

Responsibilities:

• Partner with client stakeholders and internal teams to advise on regulatory treatment, statutory accounting conclusions, and capital implications for assets under management.
• Ensure accurate statutory filings and sub-ledger activity, including regulatory schedules, footnotes, and disclosures, and oversee all NAIC Securities Valuation Office (SVO) submissions in compliance with the NAIC Purposes and Procedures Manual.
• Evaluate and recommend statutory accounting policies for new and evolving investment structures, and lead implementation of accounting changes in collaboration with Compliance, Legal, Accounting Policy, Operations, Client Relations, Data Management, and Front Office teams.
• Conduct technical accounting research on emerging pronouncements, actively participate in ACLI, NAIC, and RBC discussions, and monitor ongoing regulatory developments.
• Validate and test regulatory updates within accounting systems to ensure accurate application and compliance.
• Collaborate with Portfolio Managers on inquiries, review NAIC rating changes, and perform detailed analysis of NAIC 6-designated securities.
• Serve as a Subject Matter Expert on Statutory Principles-Based Bond Definitions, supporting internal teams and external partners on complex regulatory issues.

Requirements:

• 10+ Years of Regulatory Reporting Experience around US STAT, NAIC Guidance, & PBBD from a Bank, Insurance Firm, Fund, or Consulting/Big 4 Firm
• NYC 3x a week

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